PHD

Pioneer Floating Rate Fund, Inc.

3 Institutional Exits
Vol
Inst. Holders15 funds
Inst. Value$10.6M
Inst. Activity1 buys / 3 sells

Recent Activity

Inst.
Invesco Ltd. — TRIM
249,946 shares ($2.5M)
Inst.
GUGGENHEIM CAPITAL LLC — TRIM
136,675 shares ($1.4M)

Top Institutional Holders

FundValueMove
Invesco Ltd.$2.5MTRIM
BANK OF AMERICA CORP$1.7M
MORGAN STANLEY$1.4M
GUGGENHEIM CAPITAL LLC$1.4MTRIM
ROYAL BANK OF CANADA$989.0K
15 institutional holders with $10.6M total value (1,081,133 shares) as of 2025-Q3. Top holders: Invesco, BANK, MORGAN. Net selling activity: 3 institutions trimmed/exited vs 1 added.

Top Institutional Holders — 2025-Q3

#FundSharesValue% of TrackedLast Move
1Invesco Ltd.249,946$2.5M23.4%TRIM -25.7%
2BANK OF AMERICA CORP /DE/173,513$1.7M16.3%
3MORGAN STANLEY137,192$1.4M12.9%
4GUGGENHEIM CAPITAL LLC136,675$1.4M12.8%TRIM -39.1%
5ROYAL BANK OF CANADA99,340$989.0K9.3%
6BALYASNY ASSET MANAGEMENT L.P.74,743$744.4K7.0%ADD +64.6%
7WELLS FARGO & COMPANY/MN50,678$504.8K4.7%
8CAPTRUST FINANCIAL ADVISORS50,231$500.3K4.7%
9Cetera Investment Advisers29,268$291.5K2.7%
10UBS Group AG26,874$267.7K2.5%TRIM -45.4%
11SUSQUEHANNA INTERNATIONAL GROUP, LLP13,520$134.7K1.3%
12STIFEL FINANCIAL CORP11,176$111.3K1.0%
13CITADEL ADVISORS LLC10,373$103.3K1.0%
14PNC FINANCIAL SERVICES GROUP, INC.4,000$39.8K0.4%TRIM -35.5%
15COMMONWEALTH EQUITY SERVICES, LLC13,604$136.000.0%

Recent Position Changes

FundActionPrev SharesCurr SharesChange %ValueQuarter
Invesco Ltd.TRIM336,488249,946-25.7%$2.5M2025-Q3
GUGGENHEIM CAPITAL LLCTRIM224,400136,675-39.1%$1.4M2025-Q3
BALYASNY ASSET MANAGEMENT L.P.ADD45,40674,743+64.6%$744.4K2025-Q3
PNC FINANCIAL SERVICES GROUP, INC.TRIM6,2054,000-35.5%$39.8K2025-Q3
UBS Group AGTRIM45,31824,759-45.4%$243.1K2025-Q2
RAYMOND JAMES FINANCIAL INCTRIM21,5939,736-54.9%$95.6K2025-Q2
WOLVERINE ASSET MANAGEMENT LLCNEAR_EXIT38,4258,035-79.1%$78.9K2025-Q2
GUGGENHEIM CAPITAL LLCTRIM305,110219,137-28.2%$2.1M2025-Q1
HighTower Advisors, LLCTRIM17,41512,653-27.3%$126.0K2024-Q3

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