NVS

NOVARTIS AG

OTC · Pharmaceutical Preparations · Inc. V8 · CIK 0001114448
$153.07 -0.55% $292.1B
23 New Institutional Positions15 Institutional Exits
Vol
Market Cap$292.1B
Cap SizeMega Cap
Analyst ConsensusBuy (50%)
Inst. Holders50 funds
Inst. Value$12.2B
Inst. Activity23 buys / 15 sells
SEC Reports3
Exchange OTC·Sector Pharmaceutical Preparations·Inc. V8·CIK 0001114448·Prev Close $153.92

Recent Activity

May 4, 2026 SEC
The Texas Court of Appeals denied Novartis's petition for writ of mandamus seeking to dismiss a qui tam action brought b
COURT-RULING — Impact 6/10
Apr 21, 2026 SEC
The Fourth Circuit Court of Appeals vacated and remanded a district court decision that denied a preliminary injunction
COURT-RULING — Impact 6/10
Mar 30, 2026 SEC
Analysis based on filing metadata only — document content was unavailable
COURT-RULING — Impact 3/10
Inst.
ENVESTNET ASSET MANAGEMENT INC — ADD
2,311,384 shares ($353.1M)
Inst.
WCM INVESTMENT MANAGEMENT, LLC — NEW
1,463,180 shares ($220.0M)
Jun 13, 2026 clinical_trial_readout
Results Pending: TQJ230 (Phase 3) — Completed 80d ago
Trial: Lp(a) Lowering Study of Pelacarsen (TQJ230) in US Black/African American and Hispanic Partici
Jun 10, 2026 Event
Keri Sue Paddock, et al. v. Novartis Pharmaceuticals Corporation
Court ruling from District Court, D. Delaware. Docket: 1:25-cv-00407
Jun 8, 2026 Event
FABHALTA
WARNING: SERIOUS INFECTIONS CAUSED BY ENCAPSULATED BACTERIA FABHALTA, a complement inhibitor, increa

Price Targets

$153.87 +0.5% upside Hold
Current $153.07 Low $123.00 Median $151.58 High $180.00 10 analysts
$123.00 $180.00

Analyst Ratings

Hold50% buy · 34 analysts
6Strong Buy
11Buy
14Hold
3Sell
0Strong Sell
Recent Analyst Actions
DateFirmActionRating
Mar 26, 2026 Morgan Stanley MAINTAIN Overweight → Overweight
Jan 6, 2026 Barclays UPGRADE Underweight → Equal-Weight

Earnings Estimates

PeriodEPS Est.RangeGrowth#
Current Q $2.11 ▼ -5.0% $2.11 — $2.11 -13% YoY 1
Next Q $2.16 ▼ -7.1% $2.16 — $2.16 -4% YoY 1
Current FY $8.84 ▼ -1.4% $8.45 — $9.57 -2% YoY 7
Next FY $9.93 $9.25 — $10.75 12% YoY 7

Top Institutional Holders

FundValueMove
NOMURA ASSET MANAGEMENT CO
MORGAN STANLEY$1.3B
DIMENSIONAL FUND ADVISORS LP$1.2B
DODGE & COX$1.1B
GOLDMAN SACHS GROUP INC$996.8M
50 institutional holders with $12.2B total value (80,024,306 shares) as of 2026-Q1. Top holders: NOMURA, MORGAN, DIMENSIONAL. Net buying activity: 23 institutions added/increased vs 15 reduced.

Top Institutional Holders — 2026-Q1

#FundSharesValue% of TrackedLast Move
1NOMURA ASSET MANAGEMENT CO LTD$0.000.0%
2MORGAN STANLEY8,527,037$1.3B10.7%
3DIMENSIONAL FUND ADVISORS LP8,110,116$1.2B10.1%
4DODGE & COX6,967,383$1.1B8.7%
5GOLDMAN SACHS GROUP INC6,525,771$996.8M8.2%
6LOOMIS SAYLES & CO L P5,426,100$828.8M6.8%
7BANK OF AMERICA CORP /DE/4,962,794$758.1M6.2%
8FRANKLIN RESOURCES INC3,409,944$520.9M4.3%
9BlackRock, Inc.2,949,760$450.6M3.7%
10GQG Partners LLC2,447,272$373.8M3.1%ADD +39.6%
11ENVESTNET ASSET MANAGEMENT INC2,311,384$353.1M2.9%ADD +29.7%
12JANUS HENDERSON GROUP PLC2,275,938$347.6M2.8%
13Cullen Capital Management, LLC2,037,962$311.3M2.5%
14RAYMOND JAMES FINANCIAL INC1,931,873$295.1M2.4%
15WELLS FARGO & COMPANY/MN1,895,677$289.6M2.4%
16JONES FINANCIAL COMPANIES LLLP1,821,796$270.1M2.2%
17FMR LLC1,692,993$258.6M2.1%
18WCM INVESTMENT MANAGEMENT, LLC1,463,180$220.0M1.8%NEW
19STATE STREET CORP1,385,892$216.2M1.8%
20LMR Partners LLP1,303,800$199.2M1.6%

Recent Position Changes

FundActionPrev SharesCurr SharesChange %ValueQuarter
ENVESTNET ASSET MANAGEMENT INCADD1,782,1982,311,384+29.7%$353.1M2026-Q1
WCM INVESTMENT MANAGEMENT, LLCNEW1,463,180$220.0M2026-Q1
MARSHALL WACE, LLPTRIM693,356322,056-53.6%$49.2M2026-Q1
Point72 Asset Management, L.P.NEW283,837$43.4M2026-Q1
BANK OF MONTREAL /CAN/TRIM984,599259,345-73.7%$39.6M2026-Q1
ADAGE CAPITAL PARTNERS GP, L.L.C.DOUBLED100,188258,000+157.5%$39.4M2026-Q1
Clark Capital Management Group, Inc.TRIM445,689251,894-43.5%$38.5M2026-Q1
MASSACHUSETTS FINANCIAL SERVICES CO /MA/DOUBLED113,737246,655+116.9%$37.7M2026-Q1
BRANDES INVESTMENT PARTNERS, LPTRIM262,797189,570-27.9%$29.0M2026-Q1
M&T BANK CORPDOUBLED2,157171,848+7867.0%$26.2M2026-Q1
Mirae Asset Global Investments Co., Ltd.TRIM342,536139,562-59.3%$21.3M2026-Q1
BLAIR WILLIAM & CO/ILADD81,278126,421+55.5%$19.3M2026-Q1
Invesco Ltd.TRIM175,677113,344-35.5%$17.3M2026-Q1
ARROWSTREET CAPITAL, LIMITED PARTNERSHIPNEAR_EXIT787,977108,597-86.2%$16.6M2026-Q1
NOMURA HOLDINGS INCNEW99,013$15.1M2026-Q1
Beacon Pointe Advisors, LLCADD66,58284,517+26.9%$12.9M2026-Q1
CIBC WORLD MARKET INC.NEAR_EXIT528,56384,313-84.0%$12.9M2026-Q1
TD Waterhouse Canada Inc.DOUBLED29,02274,666+157.3%$11.6M2026-Q1
TUDOR INVESTMENT CORP ET ALDOUBLED9,22463,250+585.7%$9.7M2026-Q1
Orion Porfolio Solutions, LLCADD42,32356,894+34.4%$8.7M2026-Q1
TD ASSET MANAGEMENT INCADD32,43544,021+35.7%$6.7M2026-Q1
MANUFACTURERS LIFE INSURANCE COMPANY, THETRIM61,41837,202-39.4%$5.7M2026-Q1
EP Wealth Advisors, LLCDOUBLED16,97737,111+118.6%$5.7M2026-Q1
VICTORY CAPITAL MANAGEMENT INCTRIM51,03235,432-30.6%$5.4M2026-Q1
COMMERCE BANKADD22,60432,030+41.7%$4.9M2026-Q1

No insider trading data available yet. Insider transactions are collected from SEC Form 4 filings.

No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.

Current analyst consensus: Hold (50% buy). Based on 34 analysts: 6 strong buy, 11 buy, 14 hold, 3 sell, 0 strong sell.

Analyst Price Targets

$153.87 mean target +0.5% upside Hold (2.75)
$123.00 Low $180.00 High
MetricValue
Current Price$153.07
Target Low$123.00
Target Mean$153.87
Target Median$151.58
Target High$180.00
# Analysts10
RecommendationHold (2.75)

Earnings Estimates & Revisions

PeriodEPS AvgEPS LowEPS HighEPS Growth30d Rev.Up/DownRev. AvgRev. GrowthAnalysts
Current Q
2026-06-30
$2.11 $2.11 $2.11 -12.8% -5.0% 0↑ 1↓ $14.1B -4.6% 1
Next Q
2026-09-30
$2.16 $2.16 $2.16 -4.1% -7.1% 0↑ 1↓ $14.5B 1.2% 1
Current FY
2026-12-31
$8.84 $8.45 $9.57 -1.6% -1.4% 0↑ 1↓ $57.0B 0.6% 7
Next FY
2027-12-31
$9.93 $9.25 $10.75 12.4% -0.1% 1↑ 1↓ $60.4B 6.0% 7

Current Quarter EPS Revision History

TimepointEPS EstimateChange
Current$2.111
7d ago$2.140-0.029
30d ago$2.223-0.111
60d ago$2.223-0.111
90d ago$2.316-0.205
2 analyst firms have rated this stock: 1 upgrades, 0 downgrades, 0 initiations.

Individual Analyst Actions

DateAnalyst FirmActionPrevious RatingNew Rating
Mar 26, 2026 Morgan Stanley MAINTAIN Overweight Overweight
Jan 6, 2026 Barclays UPGRADE Underweight Equal-Weight

Monthly Consensus History

PeriodStrong BuyBuyHoldSellStrong SellBuy %Distribution
Jun 1, 2026611143050%
May 1, 2026611143050%
Apr 1, 2026610144047%
Mar 1, 2026610144047%
Feb 1, 2026710134050%
Jan 1, 2026610124050%
Strong BuyBuyHoldSellStrong Sell

No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.

No Reddit sentiment data available yet. Sentiment is analyzed from Reddit investment communities on a rolling basis.

Jun 13, 2026
Clinical Trial
Comparison of Efficacy and Safety of Treatment With a Calcineurin Inhibitor (CNI)Versus a CNI-free Treatment in Renal Transplantation (CIME)
Phase Phase 3 — COMPLETED
Jun 13, 2026
Clinical Trial
Study of Efficacy, Safety and Tolerability of Remibrutinib in Adult Participants With an Allergy to Peanuts
Phase Phase 2 — COMPLETED
Jun 13, 2026
Clinical Trial
Lp(a) Lowering Study of Pelacarsen (TQJ230) in US Black/African American and Hispanic Participants With Elevated Lp(a) and Established ASCVD
Phase Phase 3 — COMPLETED
Jun 13, 2026
clinical_trial_readout
Results Pending: TQJ230 (Phase 3) — Completed 80d ago
Trial: Lp(a) Lowering Study of Pelacarsen (TQJ230) in US Black/African American and Hispanic Participants With Elevated Lp(a) and Established ASCVD Sp
Jun 12, 2026
Clinical Trial
A First-in-human, Proof of Concept Study of CPK850 in Patients With RLBP1 Retinitis Pigmentosa
Phase Phase 2 — COMPLETED
Jun 12, 2026
clinical_trial_readout
Results Pending: CPK850 (Phase 2) — Completed 31d ago
Trial: A First-in-human, Proof of Concept Study of CPK850 in Patients With RLBP1 Retinitis Pigmentosa Sponsor: Novartis Pharmaceuticals Phase: Phase 2
Jun 10, 2026
short_volume
Short Volume: NVS — 56.2% short (0.3M / 0.5M)
Short: 290,882 | Exempt: 1,297 | TRF Vol: 517,447 | Short Ratio: 56.2% | Off-exchange volume (dark pool + OTC)
Jun 10, 2026
Enforcement
Keri Sue Paddock, et al. v. Novartis Pharmaceuticals Corporation
Court ruling from District Court, D. Delaware. Docket: 1:25-cv-00407
Jun 9, 2026
Clinical Trial
Angiotensin-Neprilysin Inhibition in Hemodialysis Initiation
Phase Phase 2 — COMPLETED
Jun 8, 2026
FDA
FABHALTA
WARNING: SERIOUS INFECTIONS CAUSED BY ENCAPSULATED BACTERIA FABHALTA, a complement inhibitor, increases the risk of serious infections, especially tho
Jun 5, 2026
clinical_trial_readout
Results Pending: Iptacopan (Phase 3) — Completed 55d ago
Trial: Efficacy and Safety of Iptacopan (LNP023) in Adult Patients With Atypical Hemolytic Uremic Syndrome Naive to Complement Inhibitor Therapy Spons
Jun 3, 2026
short_volume
Short Volume: NVS — 64.8% short (0.4M / 0.6M)
Short: 395,616 | Exempt: 3,257 | TRF Vol: 610,318 | Short Ratio: 64.8% | Off-exchange volume (dark pool + OTC)
Jun 2, 2026
short_volume
Short Volume: NVS — 59.1% short (0.3M / 0.6M)
Short: 342,531 | Exempt: 1,620 | TRF Vol: 579,360 | Short Ratio: 59.1% | Off-exchange volume (dark pool + OTC)
Jun 1, 2026
clinical_trial_readout
T-90d Trial Readout: JDQ443 (Phase 3)
Trial: Study of JDQ443 in Comparison With Docetaxel in Participants With Locally Advanced or Metastatic KRAS G12C Mutant Non-small Cell Lung Cancer Sp
Jun 1, 2026
short_volume
Short Volume: NVS — 58.6% short (0.4M / 0.7M)
Short: 385,375 | Exempt: 978 | TRF Vol: 657,442 | Short Ratio: 58.6% | Off-exchange volume (dark pool + OTC)
May 27, 2026
clinical_trial_readout
T-90d Trial Readout: JDQ443 (Phase 3)
Trial: Study of JDQ443 in Comparison With Docetaxel in Participants With Locally Advanced or Metastatic KRAS G12C Mutant Non-small Cell Lung Cancer Sp
May 22, 2026
drug_approval
EMA: Human medicines European public assessment report (EPAR): Vijoice, alpelisib, Status: Opinion
Human medicines European public assessment report (EPAR): Vijoice, alpelisib, Status: Opinion
May 14, 2026
short_volume
Short Volume: NVS — 73.1% short (0.5M / 0.7M)
Short: 524,002 | Exempt: 241 | TRF Vol: 717,314 | Short Ratio: 73.1% | Off-exchange volume (dark pool + OTC)
May 14, 2026
short_interest
FTD: NVS — 4,541 shares ($0.7M) failed to deliver
Settlement: 20260514, Price: $149.75, FTD Value: $680,014.75, NOVARTIS AG ADS(1 REG SH)
May 13, 2026
clinical_trial_readout
Results Pending: TQJ230 (Phase 3) — Completed 49d ago
Trial: Lp(a) Lowering Study of Pelacarsen (TQJ230) in US Black/African American and Hispanic Participants With Elevated Lp(a) and Established ASCVD Sp
May 7, 2026
short_interest
FTD: NVS — 17,120 shares ($2.5M) failed to deliver
Settlement: 20260507, Price: $148.36, FTD Value: $2,539,923.2, NOVARTIS AG ADS(1 REG SH)
May 6, 2026
clinical_trial_readout
Results Pending: Iptacopan (Phase 3) — Completed 25d ago
Trial: Efficacy and Safety of Iptacopan (LNP023) in Adult Patients With Atypical Hemolytic Uremic Syndrome Naive to Complement Inhibitor Therapy Spons
May 1, 2026
Enforcement
HSR Early Termination: Novartis AG; Red Tree Venture Fund, L.P.
The FTC granted early termination of the HSR Act waiting period for a transaction involving Novartis AG; Red Tree Venture Fund, L.P..
May 1, 2026
Enforcement
HSR Early Termination: Novartis AG; Red Tree Venture Fund, L.P.
The FTC granted early termination of the HSR Act waiting period for a transaction involving Novartis AG; Red Tree Venture Fund, L.P..
Apr 30, 2026
Enforcement
In Re Novartis Pharmaceuticals Corporation v. the State of Texas
Court ruling from Texas Court of Appeals. Docket: 15-25-00207-CV