GU
GUG
Guggenheim Active Allocation Fund
$16.18
-0.12%
No data for this timeframe.
Vol
Inst. Holders14 funds
Inst. Value$110.1M
Inst. Activity1 buys / 0 sells
Insider Activity0B / 1S
Insider Net $-$47.5K
Recent Activity
Mar 6, 2026
Insider
Barnes Randall C sold 3,000 shares
Director @ $15.85 ($47.5K)
Inst.
ENVESTNET ASSET MANAGEMENT INC — ADD
40,772 shares ($620.5K)
Inst.
BANK OF AMERICA CORP — ADD
885,035 shares ($13.6M)
Top Institutional Holders
| Fund | Value | Move |
|---|---|---|
| MORGAN STANLEY | $43.2M | — |
| GUGGENHEIM CAPITAL LLC | $14.5M | — |
| BANK OF AMERICA CORP | $13.9M | ADD |
| Baird Financial Group, Inc. | $11.1M | — |
| RAYMOND JAMES FINANCIAL INC | $10.8M | — |
Recent Insider Trades
| Date | Insider | Type | Value |
|---|---|---|---|
| Mar 6, 2026 | Barnes Randall | SELL | $47.5K |
14 institutional holders with $110.1M total value (7,231,255 shares) as of 2026-Q1. Top holders: MORGAN, GUGGENHEIM, BANK. Net buying activity: 1 institutions added/increased vs 0 reduced.
Top Institutional Holders — 2026-Q1
| # | Fund | Shares | Value | % of Tracked | Last Move |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,838,748 | $43.2M | 39.3% | — |
| 2 | GUGGENHEIM CAPITAL LLC | 950,000 | $14.5M | 13.1% | — |
| 3 | BANK OF AMERICA CORP /DE/ | 914,964 | $13.9M | 12.7% | ADD +30.5% |
| 4 | Baird Financial Group, Inc. | 730,304 | $11.1M | 10.1% | — |
| 5 | RAYMOND JAMES FINANCIAL INC | 708,954 | $10.8M | 9.8% | — |
| 6 | ROYAL BANK OF CANADA | 500,014 | $7.6M | 6.9% | — |
| 7 | WELLS FARGO & COMPANY/MN | 296,593 | $4.5M | 4.1% | — |
| 8 | Invesco Ltd. | 84,958 | $1.3M | 1.2% | ADD +27.1% |
| 9 | STIFEL FINANCIAL CORP | 48,126 | $732.5K | 0.7% | — |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 40,772 | $620.5K | 0.6% | ADD +29.5% |
| 11 | Concurrent Investment Advisors, LLC | 38,421 | $584.8K | 0.5% | ADD +29.9% |
| 12 | Rockefeller Capital Management L.P. | 30,630 | $466.2K | 0.4% | ADD +35.5% |
| 13 | CITADEL ADVISORS LLC | 30,181 | $459.4K | 0.4% | — |
| 14 | Independent Advisor Alliance | 18,590 | $282.9K | 0.3% | — |
Recent Position Changes
| Fund | Action | Prev Shares | Curr Shares | Change % | Value | Quarter |
|---|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | ADD | 31,484 | 40,772 | +29.5% | $620.5K | 2026-Q1 |
| BANK OF AMERICA CORP /DE/ | ADD | 678,199 | 885,035 | +30.5% | $13.6M | 2025-Q4 |
| Rockefeller Capital Management L.P. | ADD | 22,143 | 30,004 | +35.5% | $460.0K | 2025-Q4 |
| Orion Porfolio Solutions, LLC | ADD | 10,925 | 15,212 | +39.2% | $233.2K | 2025-Q4 |
| COMMONWEALTH EQUITY SERVICES, LLC | ADD | 11,705 | 15,133 | +29.3% | $232.0K | 2025-Q4 |
| BANK OF AMERICA CORP /DE/ | TRIM | 920,711 | 678,199 | -26.3% | $10.6M | 2025-Q3 |
| Concurrent Investment Advisors, LLC | ADD | 27,942 | 36,307 | +29.9% | $566.4K | 2025-Q3 |
| UBS Group AG | TRIM | 58,755 | 18,568 | -68.4% | $289.7K | 2025-Q3 |
| Walleye Capital LLC | TRIM | 16,220 | 11,497 | -29.1% | $179.4K | 2025-Q3 |
| Invesco Ltd. | ADD | 47,517 | 60,389 | +27.1% | $944.5K | 2025-Q2 |
| UBS Group AG | ADD | 46,421 | 58,755 | +26.6% | $918.9K | 2025-Q2 |
| Walleye Capital LLC | TRIM | 32,932 | 16,220 | -50.7% | $253.7K | 2025-Q2 |
| Invesco Ltd. | DOUBLED | 13,247 | 47,517 | +258.7% | $716.1K | 2025-Q1 |
| UBS Group AG | DOUBLED | 13,124 | 49,047 | +273.7% | $729.3K | 2024-Q4 |
| Rockefeller Capital Management L.P. | TRIM | 32,559 | 23,366 | -28.2% | $347.5K | 2024-Q4 |
| FMR LLC | DOUBLED | 2 | 167 | +8250.0% | $2.5K | 2024-Q4 |
| Concurrent Investment Advisors, LLC | ADD | 15,377 | 23,381 | +52.1% | $387.0K | 2024-Q3 |
| BANK OF AMERICA CORP /DE/ | EXIT | 670,847 | 0 | -100.0% | $0.00 | 2024-Q3 |
1 unique insiders with 1 transactions. Net insider value: -$47.5K ($0.00 bought, $47.5K sold).
Insider Transactions
| Date | Insider | Title | Type | Shares | Price | Value |
|---|---|---|---|---|---|---|
| Mar 6, 2026 | Barnes Randall C | Director | SELL | 3,000 | $15.85 | $47.5K |
No SEC filing reports analyzed yet. Reports are generated when new filings are detected and processed by the LLM pipeline.
No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.
Earnings Estimates & Revisions
| Period | EPS Avg | EPS Low | EPS High | EPS Growth | 30d Rev. | Up/Down | Rev. Avg | Rev. Growth | Analysts |
|---|---|---|---|---|---|---|---|---|---|
| Current Q | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Next Q | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Current FY | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Next FY | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.
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No events recorded for this ticker. Events include FDA actions, clinical trials, enforcement actions, and market-moving developments.