DIAX
Nuveen Dow 30sm Dynamic Overwrite Fund
No data for this timeframe.
Vol
Inst. Holders26 funds
Inst. Value$94.3M
Inst. Activity0 buys / 2 sells
SEC Reports1
Recent Activity
Mar 30, 2026
SEC
The NYSE has notified the SEC of its intent to delist DIAX following the completion of its merger with the Nuveen S&P 50
25-NSE — Impact 7/10
Inst.
BANK OF AMERICA CORP — EXIT
0 shares ($0.00)
Inst.
MORGAN STANLEY — EXIT
0 shares ($0.00)
Top Institutional Holders
| Fund | Value | Move |
|---|---|---|
| MORGAN STANLEY | $26.2M | EXIT |
| BANK OF AMERICA CORP | $17.1M | EXIT |
| RAYMOND JAMES FINANCIAL INC | $11.1M | — |
| WELLS FARGO & COMPANY/MN | $9.7M | — |
| Allspring Global Investments Holdings, | $9.2M | ADD |
26 institutional holders with $94.3M total value (6,178,618 shares) as of 2025-Q4. Top holders: MORGAN, BANK, RAYMOND.
Top Institutional Holders — 2025-Q4
| # | Fund | Shares | Value | % of Tracked | Last Move |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,714,813 | $26.2M | 27.8% | EXIT -100.0% |
| 2 | BANK OF AMERICA CORP /DE/ | 1,123,777 | $17.1M | 18.2% | EXIT -100.0% |
| 3 | RAYMOND JAMES FINANCIAL INC | 729,615 | $11.1M | 11.8% | — |
| 4 | WELLS FARGO & COMPANY/MN | 636,472 | $9.7M | 10.3% | — |
| 5 | Allspring Global Investments Holdings, LLC | 603,228 | $9.2M | 9.8% | ADD +49.0% |
| 6 | Invesco Ltd. | 554,865 | $8.5M | 9.0% | — |
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 249,306 | $3.8M | 4.0% | ADD +43.8% |
| 8 | ROYAL BANK OF CANADA | 92,820 | $1.4M | 1.5% | — |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 91,615 | $1.4M | 1.5% | — |
| 10 | AMERIPRISE FINANCIAL INC | 89,655 | $1.4M | 1.5% | ADD +36.1% |
| 11 | &PARTNERS | 69,614 | $1.1M | 1.1% | DOUBLED +106.7% |
| 12 | D.A. DAVIDSON & CO. | 39,943 | $609.5K | 0.6% | — |
| 13 | STIFEL FINANCIAL CORP | 35,361 | $539.6K | 0.6% | TRIM -26.0% |
| 14 | COMMONWEALTH EQUITY SERVICES, LLC | 34,894 | $532.5K | 0.6% | — |
| 15 | Lido Advisors, LLC | 18,825 | $286.0K | 0.3% | — |
| 16 | Rockefeller Capital Management L.P. | 15,556 | $237.4K | 0.3% | — |
| 17 | HighTower Advisors, LLC | 15,053 | $229.7K | 0.2% | — |
| 18 | Mariner, LLC | 13,603 | $207.6K | 0.2% | TRIM -45.4% |
| 19 | Allworth Financial LP | 13,432 | $205.0K | 0.2% | — |
| 20 | Waverly Advisors, LLC | 11,613 | $177.2K | 0.2% | — |
Recent Position Changes
| Fund | Action | Prev Shares | Curr Shares | Change % | Value | Quarter |
|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | EXIT | 1,123,777 | 0 | -100.0% | $0.00 | 2026-Q1 |
| MORGAN STANLEY | EXIT | 1,714,813 | 0 | -100.0% | $0.00 | 2026-Q1 |
| Allspring Global Investments Holdings, LLC | ADD | 353,986 | 527,485 | +49.0% | $7.9M | 2025-Q3 |
| Allspring Global Investments Holdings, LLC | DOUBLED | 12,399 | 353,986 | +2755.0% | $5.1M | 2025-Q2 |
| &PARTNERS | DOUBLED | 29,001 | 59,958 | +106.7% | $859.8K | 2025-Q2 |
| STIFEL FINANCIAL CORP | TRIM | 64,814 | 47,949 | -26.0% | $687.6K | 2025-Q2 |
| Mariner, LLC | TRIM | 38,575 | 21,078 | -45.4% | $302.3K | 2025-Q2 |
| UBS Group AG | TRIM | 736,685 | 496,364 | -32.6% | $7.2M | 2025-Q1 |
| WOLVERINE ASSET MANAGEMENT LLC | ADD | 155,325 | 223,373 | +43.8% | $3.2M | 2025-Q1 |
| Mariner, LLC | ADD | 19,916 | 38,575 | +93.7% | $558.9K | 2025-Q1 |
| WOLVERINE ASSET MANAGEMENT LLC | TRIM | 295,503 | 155,325 | -47.4% | $2.3M | 2024-Q4 |
| AMERIPRISE FINANCIAL INC | ADD | 56,959 | 77,496 | +36.1% | $1.2M | 2024-Q4 |
| Mariner, LLC | ADD | 15,565 | 19,916 | +28.0% | $299.9K | 2024-Q4 |
| BANK OF AMERICA CORP /DE/ | EXIT | 1,124,930 | 0 | -100.0% | $0.00 | 2024-Q3 |
No insider trading data available yet. Insider transactions are collected from SEC Form 4 filings.
1 SEC filing reports analyzed. Sentiment: 0 bullish, 0 bearish, 0 mixed, 1 neutral. Avg impact: 7.0/10.
No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.
Earnings Estimates & Revisions
| Period | EPS Avg | EPS Low | EPS High | EPS Growth | 30d Rev. | Up/Down | Rev. Avg | Rev. Growth | Analysts |
|---|---|---|---|---|---|---|---|---|---|
| Next Q | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Current FY | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Current Q | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
| Next FY | $0.00 | $0.00 | $0.00 | — | — | — | $0.0B | — | — |
No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.
No Reddit sentiment data available yet. Sentiment is analyzed from Reddit investment communities on a rolling basis.
No events recorded for this ticker. Events include FDA actions, clinical trials, enforcement actions, and market-moving developments.