$GLADSTONE INVESTMENT CORPORATION\DE$

GAIN

GLADSTONE INVESTMENT CORPORATION\DE

Nasdaq · CIK 0001321741

$15.37 +0.33% $612.1M

Vol

Market Cap$612.1M

Cap SizeSmall Cap

Analyst ConsensusStrong Buy (82%)

Inst. Holders26 funds

Inst. Value$34.4M

Inst. Activity0 buys / 1 sells

Insider Activity3B / 0S

Insider Net $$12.5K

SEC Reports1

Exchange Nasdaq·CIK 0001321741·Prev Close $15.32

Recent Activity

Jun 11, 2026 SEC

Gladstone Investment Corporation upsized its credit facility from $300M to $405M (with ability to increase to $500M), ex

8-K — Impact 6/10

May 19, 2026 Insider

Ritchie Taylor bought 160 shares

Chief Financial Officer @ $16.15 ($2.6K)

May 18, 2026 Insider

Ritchie Taylor bought 150 shares

Chief Financial Officer @ $16.29 ($2.4K)

May 15, 2026 Insider

Ritchie Taylor bought 450 shares

Chief Financial Officer @ $16.50 ($7.4K)

Inst.

BlackRock, Inc. — TRIM

207,403 shares ($2.9M)

Inst.

MARSHALL WACE, LLP — TRIM

164,583 shares ($2.3M)

May 13, 2026 short_volume

Short Volume: GAIN — 59.2% short (0.6M / 0.9M)

Short: 557,784 | Exempt: 24,851 | TRF Vol: 942,668 | Short Ratio: 59.2% | Off-exchange volume (dark

Apr 22, 2026 Event

HSR Early Termination: Investment Corporation of Dubai; Macquarie Group Limited

The FTC granted early termination of the HSR Act waiting period for a transaction involving Investme

Price Targets

$16.67 +8.4% upside Buy

Current $15.37 Low $16.50 Median $16.50 High $17.00 3 analysts

$16.50 $17.00

Analyst Ratings

Strong Buy82% buy · 11 analysts

3Strong Buy

6Buy

2Hold

0Sell

0Strong Sell

Recent Analyst Actions

Date	Firm	Action	Rating
May 14, 2026	Oppenheimer	MAINTAIN	Outperform → Outperform
Feb 4, 2026	Oppenheimer	MAINTAIN	Outperform → Outperform

Earnings Estimates

Period	EPS Est.	Range	Growth	#
Current Q	$0.21 ▼ -3.4%	$0.16 — $0.24	-14% YoY	4
Next Q	$0.21 ▼ -2.3%	$0.18 — $0.24	95% YoY	4
Current FY	$0.87 ▼ -1.1%	$0.75 — $0.96		4
Next FY	$0.93	$0.88 — $0.96	7% YoY	4

Latest Reports

BULLISH 8-K 6/10

Gladstone Investment Corporation upsized its credit facility from $300M to $405M (with ability to increase to $500M), ex

Jun 11, 2026

Top Institutional Holders

Fund	Value	Move
TWO SIGMA INVESTMENTS, LP	$11.4M	TRIM
MORGAN STANLEY	$4.8M	ADD
Legal & General Group	$4.3M	—
BlackRock, Inc.	$2.9M	TRIM
BLAIR WILLIAM & CO/IL	$2.1M	—

Recent Insider Trades

Date	Insider	Type	Value
May 19, 2026	Ritchie Taylor	BUY	$2.6K
May 18, 2026	Ritchie Taylor	BUY	$2.4K
May 15, 2026	Ritchie Taylor	BUY	$7.4K

26 institutional holders with $34.4M total value (2,433,994 shares) as of 2026-Q1. Top holders: TWO, MORGAN, Legal. Net selling activity: 1 institutions trimmed/exited vs 0 added.

Top Institutional Holders — 2026-Q1

#	Fund	Shares	Value	% of Tracked	Last Move
1	TWO SIGMA INVESTMENTS, LP	804,263	$11.4M	33.2%	TRIM -29.1%
2	MORGAN STANLEY	338,072	$4.8M	13.9%	ADD +34.8%
3	Legal & General Group Plc	300,698	$4.3M	12.4%	—
4	BlackRock, Inc.	207,403	$2.9M	8.6%	TRIM -35.1%
5	BLAIR WILLIAM & CO/IL	145,754	$2.1M	6.0%	—
6	TUDOR INVESTMENT CORP ET AL	125,209	$1.8M	5.2%	—
7	Baird Financial Group, Inc.	90,300	$1.3M	3.7%	—
8	ROYAL BANK OF CANADA	58,179	$826.0K	2.4%	—
9	RAYMOND JAMES FINANCIAL INC	47,934	$680.7K	2.0%	—
10	CITADEL ADVISORS LLC	47,900	$680.2K	2.0%	TRIM -68.7%
11	CITADEL ADVISORS LLC	46,200	$656.0K	1.9%	TRIM -68.7%
12	SUSQUEHANNA INTERNATIONAL GROUP, LLP	46,142	$655.2K	1.9%	—
13	Invesco Ltd.	43,241	$614.0K	1.8%	—
14	COMMONWEALTH EQUITY SERVICES, LLC	29,188	$414.5K	1.2%	—
15	SUSQUEHANNA INTERNATIONAL GROUP, LLP	28,800	$409.0K	1.2%	—
16	WELLS FARGO & COMPANY/MN	17,418	$247.3K	0.7%	ADD +42.6%
17	AMERIPRISE FINANCIAL INC	13,959	$198.2K	0.6%	—
18	ENVESTNET ASSET MANAGEMENT INC	12,015	$170.6K	0.5%	—
19	HighTower Advisors, LLC	11,572	$164.3K	0.5%	—
20	Allworth Financial LP	5,196	$73.8K	0.2%	DOUBLED +38592.3%

Recent Position Changes

Fund	Action	Prev Shares	Curr Shares	Change %	Value	Quarter
BlackRock, Inc.	TRIM	319,773	207,403	-35.1%	$2.9M	2026-Q1
MARSHALL WACE, LLP	TRIM	295,342	164,583	-44.3%	$2.3M	2025-Q4
BANK OF AMERICA CORP /DE/	ADD	8,946	12,389	+38.5%	$173.1K	2025-Q4
NATIONAL BANK OF CANADA /FI/	DOUBLED	1,000	2,000	+100.0%	$28.0K	2025-Q4
EXCHANGE TRADED CONCEPTS, LLC	TRIM	56	28	-50.0%	$391.00	2025-Q4
UBS Group AG	ADD	255,656	484,848	+89.6%	$6.7M	2025-Q3
BlackRock, Inc.	ADD	251,201	315,598	+25.6%	$4.4M	2025-Q3
MARSHALL WACE, LLP	DOUBLED	29,972	295,342	+885.4%	$4.1M	2025-Q3
BANK OF AMERICA CORP /DE/	DOUBLED	2,404	8,946	+272.1%	$123.6K	2025-Q3
ASSETMARK, INC	TRIM	845	622	-26.4%	$8.6K	2025-Q3
EXCHANGE TRADED CONCEPTS, LLC	NEAR_EXIT	1,901	56	-97.1%	$774.00	2025-Q3
TWO SIGMA INVESTMENTS, LP	TRIM	79,120	56,075	-29.1%	$800.2K	2025-Q2
Allworth Financial LP	DOUBLED	13	5,030	+38592.3%	$71.8K	2025-Q2
HRT FINANCIAL LP	DOUBLED	15,955	57,501	+260.4%	$820.00	2025-Q2
UBS Group AG	DOUBLED	85,775	221,099	+157.8%	$3.0M	2025-Q1
TWO SIGMA INVESTMENTS, LP	ADD	61,427	79,120	+28.8%	$1.1M	2025-Q1
D. E. Shaw & Co., Inc.	DOUBLED	17,634	63,412	+259.6%	$847.2K	2025-Q1
WELLS FARGO & COMPANY/MN	ADD	9,190	13,106	+42.6%	$175.1K	2025-Q1
BANK OF AMERICA CORP /DE/	DOUBLED	2,994	9,717	+224.5%	$129.8K	2025-Q1
Allworth Financial LP	NEAR_EXIT	58	13	-77.6%	$181.00	2025-Q1
MORGAN STANLEY	ADD	155,087	209,019	+34.8%	$2.8M	2024-Q4
UBS Group AG	DOUBLED	31,057	85,775	+176.2%	$1.1M	2024-Q4
Private Advisor Group, LLC	TRIM	24,801	15,573	-37.2%	$206.3K	2024-Q4
CITIGROUP INC	ADD	1,560	2,019	+29.4%	$26.8K	2024-Q4
Allworth Financial LP	DOUBLED	14	58	+314.3%	$774.00	2024-Q4

1 unique insiders with 3 transactions. Net insider value: $12.5K ($12.5K bought, $0.00 sold).

Insider Transactions

Date	Insider	Title	Type	Shares	Price	Value
May 19, 2026	Ritchie Taylor	Chief Financial Officer	BUY	160	$16.15	$2.6K
May 18, 2026	Ritchie Taylor	Chief Financial Officer	BUY	150	$16.29	$2.4K
May 15, 2026	Ritchie Taylor	Chief Financial Officer	BUY	450	$16.50	$7.4K

1 SEC filing reports analyzed. Sentiment: 1 bullish, 0 bearish, 0 mixed, 0 neutral. Avg impact: 6.0/10.

BULLISH 8-K 6/10

Gladstone Investment Corporation upsized its credit facility from $300M to $405M (with ability to in

Jun 11, 2026

∅

No press releases analyzed yet. Press releases are collected from GlobeNewsWire and analyzed by the LLM pipeline.

Current analyst consensus: Strong Buy (82% buy). Based on 11 analysts: 3 strong buy, 6 buy, 2 hold, 0 sell, 0 strong sell.

Analyst Price Targets

$16.67 mean target +8.4% upside Buy (3.00)

$16.50 Low $17.00 High

Metric	Value
Current Price	$15.37
Target Low	$16.50
Target Mean	$16.67
Target Median	$16.50
Target High	$17.00
# Analysts	3
Recommendation	Buy (3.00)

Earnings Estimates & Revisions

Period	EPS Avg	EPS Low	EPS High	EPS Growth	30d Rev.	Up/Down	Rev. Avg	Rev. Growth	Analysts
Current Q 2026-06-30	$0.21	$0.16	$0.24	-14.0%	-3.4%	1↑ 1↓	$0.0B	8.1%	4
Next Q 2026-09-30	$0.21	$0.18	$0.24	95.4%	-2.3%	1↑ 1↓	$0.0B	4.5%	4
Current FY 2027-03-31	$0.87	$0.75	$0.96	—	-1.1%	3↑ 1↓	$0.1B	—	4
Next FY 2028-03-31	$0.93	$0.88	$0.96	6.6%	—	—	$0.1B	5.8%	4

Current Quarter EPS Revision History

Timepoint	EPS Estimate	Change
Current	$0.215
7d ago	$0.223	-0.008
30d ago	$0.223	-0.008
60d ago	$0.223	-0.008
90d ago	$0.223	-0.008

1 analyst firms have rated this stock: 0 upgrades, 0 downgrades, 0 initiations.

Individual Analyst Actions

Date	Analyst Firm	Action	Previous Rating	New Rating
May 14, 2026	Oppenheimer	MAINTAIN	Outperform	Outperform
Feb 4, 2026	Oppenheimer	MAINTAIN	Outperform	Outperform

Monthly Consensus History

Period	Strong Buy	Buy	Hold	Buy %
Jun 1, 2026	3	6	2	82%
May 1, 2026	3	5	3	73%
Apr 1, 2026	3	5	3	73%
Mar 1, 2026	3	5	3	73%
Feb 1, 2026	3	5	4	67%
Jan 1, 2026	3	5	4	67%

Strong BuyBuyHoldSellStrong Sell

∅

No congressional trading data available for this ticker. Data is sourced from Senate and House financial disclosure filings.

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May 13, 2026

short_volume

Short Volume: GAIN — 59.2% short (0.6M / 0.9M)

Short: 557,784 | Exempt: 24,851 | TRF Vol: 942,668 | Short Ratio: 59.2% | Off-exchange volume (dark pool + OTC)

May 12, 2026

earnings_calendar

GAIN Q4 2026 Earnings After Market Close — 2026-05-12

Apr 22, 2026

Enforcement

HSR Early Termination: Investment Corporation of Dubai; Macquarie Group Limited

The FTC granted early termination of the HSR Act waiting period for a transaction involving Investment Corporation of Dubai; Macquarie Group Limited.

Apr 17, 2026

short_interest

FTD: GAIN — 39,995 shares ($0.6M) failed to deliver

Settlement: 20260417, Price: $15.50, FTD Value: $619,922.5, GLADSTONE INVESTMENT CORP