TANH 6-K SEC Filing Analysis

Latest settled — T+20d

TANH ▼ -34.63% at T+20d

SHORT call ✓ call won +34.63% · α vs SPY +44.06% · entry $0.5890 → $0.3850

Next anchor: T+60d in 13d

Currently $0.4810 · +18.34% from $0.5890 entry (call sign-flipped)

Entry anchored
Mar 27, 03:59 PM ET
via Databento tick

T+1d

-33.45%

call +33.45% · α +34.19%

$0.3920

settled 2mo ago

T+5d

-35.99%

call +35.99% · α +39.94%

$0.3770

settled 2mo ago

T+20d

-34.63%

call +34.63% · α +44.06%

$0.3850

settled 6w ago

T+60d

—

call — · α —

—

in 13d

Price Chart

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Executive Summary

Tantech Holdings received a Nasdaq deficiency notice for failing to maintain a $1.00 minimum bid price for 30 consecutive days and has 180 days to regain compliance. Separately, the company exchanged a $45,000 promissory note with Streeterville Capital for 74,478 shares of common stock. These actions occur alongside a recent $2.15M at-the-market offering, signaling financial stress.

Actionable Insight

Monitor stock price closely to see if it can recover above $1.00 for 10 consecutive days by September 2026. Watch for potential reverse stock split announcement. Be cautious of further dilution from the $2.15M ATM offering. The combination of low price, debt conversions, and capital raises suggests financial distress.

Key Facts

Received Nasdaq deficiency letter on March 26, 2026 for minimum bid price below $1.00 for 30 consecutive business days
Has until September 22, 2026 to regain compliance by maintaining $1.00+ bid price for 10 consecutive days
May face delisting if not compliant by deadline and fails to qualify for second 180-day grace period
Exchanged $45,000 promissory note for 74,478 shares of common stock with Streeterville Capital on March 26, 2026
Recent $2.15M at-the-market offering filed on March 25, 2026, indicating ongoing capital raising

Financial Impact

$45,000 debt converted to equity, resulting in dilution of approximately 74,478 shares; potential for reverse stock split to address Nasdaq listing requirement

dilutionshare countlisting statusmarket perception

Risk Factors

Risk of delisting from Nasdaq if minimum bid price not restored by September 22, 2026
Further dilution from the $2.15M at-the-market offering
Continued financial distress signaled by debt-for-equity exchanges and capital raises
Potential loss of investor confidence due to listing deficiency

Market Snapshot

Exchange

Nasdaq

Sector

Industrial Organic Chemicals

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

Document	Accession Number
6-K Filing (Primary)	0001477932-26-001760
Document: tanh_6k.htm	0001477932-26-001760
Document: tanh_ex991.htm	0001477932-26-001760
Document: 0001477932-26-001760-index-headers.html	0001477932-26-001760
Document: 0001477932-26-001760-index.html	0001477932-26-001760
Document: 0001477932-26-001760.txt	0001477932-26-001760

US Market Status

Market Closed — Opens Mon (48h 49m)

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