SWZ Total Return Securities Fund
Price Chart
Executive Summary
Total Return Securities Fund CEO Andrew Dakos purchased 5,024 shares in open-market transactions over two days, spending $30,144 at $6 per share. This adds to recent insider buying activity, with 8 buys totaling $310K in the last 30 days, signaling confidence from leadership amid ongoing accumulation by insiders.
Key Financial Metrics
Actionable Insight
CEO's direct, open-market purchases add credibility to the broader insider buying trend. Traders should view this as a positive signal, especially if accompanied by stable or improving fund performance. Monitor for further purchases or commentary around valuation.
Key Facts
- CEO Andrew Dakos bought 5,024 shares in two open-market transactions on March 11 and 12, 2026.
- Total value of CEO's recent purchases: $30,144 at $6 per share.
- Part of broader insider buying trend: 8 buys totaling $310,000 in the last 30 days.
- All transactions were open-market purchases (Form 4 code 'P'), indicating direct investment with personal capital.
Financial Impact
$30,144 direct investment by CEO; $310K total insider buying in 30 days
Risk Factors
- Small absolute dollar amount relative to fund size; may not reflect material conviction.
- No accompanying financial update or catalyst disclosed; buying could be routine.
Market Snapshot
Documents Analyzed
This report is based on 1 SEC document filed with EDGAR.
| Document | Accession Number |
|---|---|
| CONTEXT: Insider Cluster Data (2 trades, 7d window) | cluster-SWZ-1773436111840 |
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
|
Apr 17, 2026
7w ago
|
Insider Cluster
| $6.08 $5.99 | ▼ −1.48% | ▼ −6.85% | $5.89 (−3.13%) |
|
Mar 18, 2026
12w ago
|
Insider Cluster
| $5.96 $6.05 | ▲ +1.51% | ▼ −4.54% | $5.89 (−1.17%) |
|
Mar 12, 2026
12w ago
|
Insider Cluster
| $6.01 $6.06 | ▲ +0.83% | ▼ −1.14% | $5.89 (−2.00%) |
|
Mar 5, 2026
13w ago
|
Insider Cluster
| $5.98 $5.93 | ▼ −0.84% | ▲ +2.95% | $5.89 (−1.51%) |
|
Mar 3, 2026
14w ago
|
Insider Cluster
| $5.99 $5.93 | ▼ −1.00% | ▲ +3.40% | $5.89 (−1.67%) |
|
Feb 23, 2026
15w ago
|
Insider Cluster
| $6.14 $5.97 | ▼ −2.77% | ▲ +1.18% | $5.89 (−4.07%) |
|
Feb 23, 2026
15w ago
|
Insider Cluster
| $6.14 $5.97 | ▼ −2.77% | ▲ +1.18% | $5.89 (−4.07%) |
|
Feb 23, 2026
15w ago
|
Insider Cluster
| $6.14 $5.97 | ▼ −2.77% | ▲ +1.18% | $5.89 (−4.07%) |
US Market Status
Subscribe to SecBot
Get Real-Time SEC Filing Intelligence
Comprehensive SEC filing analysis delivered the moment filings hit EDGAR. Sentiment scoring, impact analysis, and actionable insights for every material event.
Try SecBot Free Coming soon: SecBot Pro with alerts, watchlists, and API access