SRFM SURF AIR MOBILITY INC.

BEARISH Impact: 6/10 424B5
Horizon weeks Filed Apr 21, 2026 Processed 1mo ago SEC 0001193125-26-165777
Notable filing: 424B5
Latest settled — T+20d ⚠ clustered
SRFM ▲ +4.55% at T+20d
SHORT call ✗ call lost -4.55% · α vs SPY +0.37% · entry $1.10 → $1.15
Next anchor: T+60d in 5w
Currently $1.11 · -0.91% from $1.10 entry (call sign-flipped)
Entry anchored
Apr 21, 12:13 PM ET
via Databento tick
T+1d
+9.09%
call -9.09% · α -8.07%
$1.20
settled 7w ago
T+5d
-3.64%
call +3.64% · α +4.72%
$1.06
settled 6w ago
T+20d
+4.55%
call -4.55% · α +0.37%
$1.15
settled 22d ago
T+60d
call — · α —
in 5w

Price Chart

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Executive Summary

Surf Air Mobility is raising $15 million through a registered direct offering of 13.6 million shares at $1.10 per share, a 19% discount to the last closing price of $1.36. The company also secured $1.5 million in director and officer purchases at the market price. Proceeds will fund software and electrification initiatives or repay liabilities. This follows a prior $74 million convertible note and a $15 million promissory note, indicating ongoing capital raising amid negative book value.

Actionable Insight

Monitor for continued dilutive capital raises given the company's negative book value and recent pattern of discounted offerings. The 19% discount to market price suggests weak investor demand, and the negative net tangible book value indicates fundamental financial stress. Watch upcoming financials for progress on the stated use of proceeds toward software and electrification initiatives.

Key Facts

  • Offering 13,575,534 shares of common stock at $1.10 per share, raising $15 million gross proceeds
  • Institutional investors receive shares at $1.10, a 19% discount to the $1.36 closing price on April 17, 2026
  • Directors and officers purchased 257,353 shares at the market price of $1.36 per share
  • Net proceeds estimated at $14.5 million after fees and expenses
  • Proceeds to be used for SurfOS software and electrification initiatives or repayment of existing liabilities
  • As-adjusted net tangible book value remains negative at $(0.70) per share after offering
  • Recent capital raises include a $74 million convertible note (Nov 2025) and a $15 million promissory note (Apr 2026)

Financial Impact

Raises $15 million gross ($14.5 million net) through equity issuance at a 19% discount to market price, increasing share count by approximately 16% from 84.3 million to 97.9 million shares

dilutioncashequitybook value

Risk Factors

  • Significant shareholder dilution with immediate $1.80 per share dilution to new investors
  • Ongoing reliance on dilutive financing amid negative book value raises sustainability concerns
  • Potential for further equity issuances or debt financing to meet funding needs

Market Snapshot

Exchange
NYSE
Sector
Air Transportation, Nonscheduled

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
424B5 Filing (Primary)0001193125-26-165777
Document: 0001193125-26-165777-index-headers.html0001193125-26-165777
Document: 0001193125-26-165777-index.html0001193125-26-165777
Document: 0001193125-26-165777.txt0001193125-26-165777
6 reports for SRFM
Performance horizon
100% Hit rate 3 of 3 directional calls best @ T+5▲ +8.80%Apr 16, 2026
Filters
Rows
Reports for SRFM — sortable, filterable
Type Now
May 22, 2026
18d ago
8-K
NEUTRAL ★ 3/10
$1.26 $1.13▼ −10.32%▼ −11.53%$1.11 (−11.90%)
May 8, 2026
4w ago
Insider Cluster
NEUTRAL ★ 3/10
$1.35 $1.25▼ −7.41%▼ −8.87%$1.11 (−17.78%)
Apr 24, 2026
6w ago
8-K
BEARISH ★ 7/10
$1.11 $1.11· 0.00%▲ +0.40%$1.11 (−0.00%)
Apr 21, 2026
7w ago
424B5
BEARISH ★ 6/10
$1.10 $1.06▲ +3.64%▲ +4.72%$1.11 (−0.91%)
Apr 16, 2026
7w ago
Insider Cluster
BEARISH ★ 7/10
$1.25 $1.14▲ +8.80%▲ +9.78%$1.11 (+11.20%)
Apr 16, 2026
7w ago
Insider Cluster
BEARISH ★ 4/10
$1.25 $1.14▲ +8.80%▲ +9.78%$1.11 (+11.20%)
Showing 6 of 6

US Market Status

Market Closed — Opens Thu (10h 56m)

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