SMBK SMARTFINANCIAL INC.

BULLISH Impact: 5/10 Institutional Cluster
Horizon weeks Processed 2d 23h ago
Institutional cluster: 7 buyers, 2 sellers (bullish)
Latest settled — T+1d
SMBK ▲ +0.45% at T+1d
LONG call ✓ call won +0.45% · α vs SPY +1.70% · entry $44.38 → $44.58
Next anchor: T+5d in 5d
Entry anchored
Jun 15, 03:59 PM ET
via Databento tick
T+1d
+0.45%
call +0.45% · α +1.70%
$44.58
settled yesterday
T+5d
call — · α —
in 5d
T+20d
call — · α —
in 26d
T+60d
call — · α —
in 3mo

Executive Summary

7 institutional investors added $10.0M in SMBK during Q1 2026, led by State Street and First Eagle, while 2 sellers reduced $488K. Insider buying of $270K corroborates the bullish cluster. However, historical 13F signals on this ticker have underperformed, warranting caution.

Key Financial Metrics

Direction
accumulating
Buy Value
$29.3M
Sell Value
$929.0K
Net Flow
$9.5M

Institutional Positions

Net institutional flow: $9.5M

▲ Buyers (7)

InstitutionActionChangePosition ValueValue Δ
State Street ADD +33.6% $17.2M $5.0M
First Eagle Investment Management ADD +47.2% $8.8M $3.1M
BofA DOUBLED +147.6% $1.9M $1.1M
Franklin Resources ADD +92.8% $1.2M $624.0K

▼ Sellers (2)

InstitutionActionChangePrev ValueValue Δ
Point72 TRIM -33.1% $596.0K -$174.9K
Federated Hermes NEAR_EXIT -94.4% $333.0K -$313.4K

Actionable Insight

The cluster suggests institutional confidence, but given the 13F reporting lag and historical underperformance of similar signals on SMBK, traders should wait for confirmation from upcoming earnings or continued insider buying before acting.

Key Facts

  • 7 institutions accumulated $10.0M in SMBK during Q1 2026, led by State Street (+$5.0M) and First Eagle (+$3.1M)
  • 2 sellers reduced holdings by $488K, including Federated Hermes exiting 94.4% of its position
  • 3 open-market insider buyers added $270K, providing corroboration (confluence score 73/100)
  • Passive funds (State Street, Fidelity, T. Rowe Price, BofA) dominated the buying, but active asset managers (Franklin Resources, First Eagle) also added significantly

Financial Impact

7 institutions accumulated $10.0M in new positions; 2 reduced holdings by $488K; net institutional inflow of $9.5M.

institutional ownershipfloat

Risk Factors

  • 13F data is 45+ days old and may not reflect current positions
  • Passive fund accumulation may reflect index rebalancing rather than active conviction
  • Historical 13F signals on SMBK have shown negative average returns at T+20 (-2.03%)

Market Snapshot

Exchange
NYSE
Sector
National Commercial Banks
Analyst Consensus
55% bullish (11 analysts)

Documents Analyzed

This report is based on 1 institutional 13F filing from SEC EDGAR.

DocumentAccession Number
INST-CLUSTER Data (Synthetic)inst-cluster-SMBK-2026-Q1
6 reports for SMBK
Performance horizon
Filters
Rows
Reports for SMBK — sortable, filterable
Type Now
Jun 16, 2026
2d ago
Institutional Cluster
BULLISH ★ 5/10
$44.38 $44.58▲ +0.45%▲ +1.70%
Jun 10, 2026
8d ago
Insider Cluster
NEUTRAL ★ 3/10
$44.84 $45.46▲ +1.38%▲ +0.84%
May 14, 2026
5w ago
EFFECT
NEUTRAL ★ 4/10
$40.79 $40.05▼ −1.81%▼ −0.59%
May 1, 2026
6w ago
S-3
NEUTRAL ★ 3/10
$41.29 $41.29· 0.00%▼ −0.80%
Apr 20, 2026
8w ago
8-K
NEUTRAL ★ 4/10
$42.76 $40.86▼ −4.44%▼ −3.79%
Apr 7, 2026
10w ago
DEFA14A
NEUTRAL ★ 3/10
$41.96 $42.60▲ +1.53%▲ +0.95%
Showing 6 of 6

US Market Status

Market Closed — Juneteenth — Opens Mon (77h 19m)

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