PENG Penguin Solutions, Inc.

NEUTRAL Impact: 2/10 3
Horizon immediate Filed May 20, 2026 Processed 20d 21h ago SEC 0001245146-26-000004
Form 3 — initial insider ownership statement
Latest settled — T+5d
PENG ▲ +10.78% at T+5d
NEUTRAL call ✓ call won +10.78% · α vs SPY +9.18% · entry $48.81 → $54.07
Next anchor: T+20d in 8d
Currently $58.20 · +19.24% from $48.81 entry
Entry anchored
May 20, 03:59 PM ET
via Databento tick
T+1d
+9.01%
call +9.01% · α +8.57%
$53.21
settled 20d ago
T+5d
+10.78%
call +10.78% · α +9.18%
$54.07
settled 13d ago
T+20d
call — · α —
in 8d
T+60d
call — · α —
in 2mo

Price Chart

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Executive Summary

David W. Heard filed a Form 3 initial statement of beneficial ownership with the SEC, reporting 0 shares owned in Penguin Solutions, Inc. The filing also includes a power of attorney designating company officers to handle future Section 16 and Rule 144 filings. This is a routine administrative filing for a new reporting person with no reported holdings.

Actionable Insight

No trading signal from this filing. Monitor future Form 4 filings by David W. Heard for any open-market transactions that would indicate insider sentiment.

Key Facts

  • David W. Heard filed a Form 3 initial statement of beneficial ownership
  • Form 3 reports zero shares owned in Penguin Solutions (PENG)
  • Filing date: May 20, 2026; period of report: May 18, 2026
  • Power of Attorney (EX-24.1) appoints CEO Kash Shaikh, CFO Nate Olmstead, CLO Anne Kuykendall, and Head of Corporate Legal Angela Chen to handle future SEC filings

Financial Impact

no financial impact reported

Risk Factors

  • No material risk identified from this administrative filing

Market Snapshot

Exchange
Nasdaq
Sector
Semiconductors & Related Devices
Analyst Consensus
85% bullish (13 analysts)

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0001245146-26-000004
Document: 0001245146-26-000004-index-headers.html0001245146-26-000004
Document: 0001245146-26-000004-index.html0001245146-26-000004
Document: 0001245146-26-000004.txt0001245146-26-000004
8 reports for PENG
Performance horizon

Track record builds as more directional reports settle.

Filters
Rows
Reports for PENG — sortable, filterable
Type Now
Jun 2, 2026
7d ago
Insider Cluster
NEUTRAL ★ 2/10
$71.41 $71.16▼ −0.35%▼ −0.75%$58.20 (−18.50%)
May 20, 2026
20d ago
3
NEUTRAL ★ 2/10
$48.81 $53.21▲ +9.01%▲ +8.57%$58.20 (+19.24%)
May 18, 2026
22d ago
Insider Cluster
NEUTRAL ★ 3/10
$48.81 $53.21▲ +9.01%▲ +8.57%$58.20 (+19.24%)
May 8, 2026
4w ago
Insider Cluster
NEUTRAL ★ 3/10
$44.23 $43.54▼ −1.56%▼ −1.79%$58.20 (+31.59%)
Apr 22, 2026
7w ago
Insider Cluster
NEUTRAL ★ 2/10
$27.58 $27.61▲ +0.11%▲ +0.50%$58.20 (+111.02%)
Apr 16, 2026
7w ago
Insider Cluster
BEARISH ★ 5/10
$26.09 $26.74▼ −2.49%▼ −1.28%$58.20 (−123.07%)
Apr 1, 2026
9w ago
8-K
BULLISH ★ 8/10
$20.69 $20.27▼ −2.03%▼ −2.51%$58.20 (+181.30%)
Feb 24, 2026
15w ago
Insider Cluster
NEUTRAL ★ 4/10
$20.23 $20.68▲ +2.22%▲ +1.39%$58.20 (+187.69%)
Showing 8 of 8

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