NICE INST-CLUSTER SEC Filing Analysis

Latest settled — T+20d

NICE ▼ -6.54% at T+20d

LONG call ✗ call lost -6.54% · α vs SPY +1.40% · entry $116.38 → $108.77

Next anchor: T+60d in 5d

Latest observation: T+56 -27.56% FF3 residual α

Entry anchored
Feb 27, 03:59 PM ET
via Databento tick

T+1d

+6.12%

call +6.12% · α +7.03%

$123.50

settled 3mo ago

T+5d

+7.95%

call +7.95% · α +9.16%

$125.63

settled 3mo ago

T+20d

-6.54%

call -6.54% · α +1.40%

$108.77

settled 8w ago

T+60d

—

call — · α —

—

in 5d

Executive Summary

Three major passive institutional investors — Morgan Stanley, Schwab, and UBS — significantly increased their positions in NICE Ltd. during Q4 2024, collectively adding $122.8M in new exposure, with UBS more than quadrupling its stake. This coordinated accumulation suggests growing institutional confidence in NICE despite the stock trading on the OTC market.

Key Financial Metrics

Direction

accumulating

Buy Value

$122.8M

Net Flow

$122.8M

Institutional Positions

Net institutional flow: $122.8M

▲ Buyers (3)

Institution	Action	Change	Position Value	Value Δ
Morgan Stanley	ADD	+48.8%	$129.9M	$40.7M
Schwab	ADD	+28.5%	$878.0K	$179.0K
UBS	DOUBLED	+367.4%	$104.9M	$81.9M

Actionable Insight

The strong passive buying, especially UBS's quadrupling of its stake, may indicate expectations of a potential exchange listing, M&A interest, or improved fundamentals. Traders should monitor for follow-on buying and any upcoming catalysts such as earnings or strategic announcements.

Key Facts

Morgan Stanley increased its stake by 48.8%, adding $40.7M in value (now $129.9M)
UBS more than quadrupled its position, adding $81.9M (now $104.9M)
Schwab added $179K, increasing its holdings by 28.5%
No institutional selling observed in the cluster
Total net buying: $122.8M across three mega-passive institutions

Financial Impact

Institutions added $122.8M in net new positions during Q4 2024, with total current holdings now at $235.7M

float ownershipinstitutional ownershiptrading volume

Risk Factors

All buyers are passive managers, suggesting the move may reflect index rebalancing or ETF flows rather than active conviction
OTC listing limits liquidity and may deter broader institutional participation

Market Snapshot

Exchange

OTC

Documents Analyzed

This report is based on 1 institutional 13F filing from SEC EDGAR.

Document	Accession Number
INST-CLUSTER Data (Synthetic)	inst-cluster-NICE-2024-Q4

US Market Status

Market Open — Closes in 3h 52m

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