LPTH CLUSTER SEC Filing Analysis

Latest settled — T+20d

LPTH ▲ +22.34% at T+20d

NEUTRAL call ✓ call won +22.34% · α vs SPY +14.48% · entry $11.95 → $14.62

Next anchor: T+60d in 8d

Currently $14.07 · +17.74% from $11.95 entry

Entry anchored
Mar 24, 03:59 PM ET
via Databento tick

T+1d

-8.03%

call -8.03% · α -6.26%

$10.99

settled 3mo ago

T+5d

-14.48%

call -14.48% · α -14.23%

$10.22

settled 2mo ago

T+20d

+22.34%

call +22.34% · α +14.48%

$14.62

settled 7w ago

T+60d

—

call — · α —

—

in 8d

Price Chart

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Executive Summary

Analysis based on filing metadata only — document content was unavailable. The recent insider trading cluster includes a small open-market purchase by the CEO and significant open-market sales by a director-affiliated fund, with total reported sales exceeding $4.3 million over the past week.

Key Financial Metrics

Direction

selling

Actionable Insight

Monitor for follow-up filings to determine if the director-linked selling represents a broader divestment trend or isolated position management. The CEO's small buy may signal confidence but is not economically significant. Watch for upcoming earnings or corporate developments that may have triggered the timing of these transactions.

Key Facts

Insider trading cluster reported for LightPath Technologies (LPTH) with activity over a 7-day period.
CEO Rubin Shmuel purchased 180 shares in an open-market transaction totaling $1,745.
North Run Strategic Opportunities Fund I, LP — a director-affiliated entity — sold 356,909 shares in open-market transactions totaling approximately $4.38 million.
The same fund also reported two non-cash derivative conversions totaling over 741,000 shares.
Total open-market selling volume represents ~0.8% of LPTH's $548M market cap, crossing the threshold for modest significance.

Financial Impact

Approximately $4.38 million in open-market sales by a director-linked entity, partially offset by a $1,745 CEO purchase. Non-cash derivative conversions do not represent direct economic value.

insider sentimentshareholder dilution risk (if conversions involved new shares)market perception

Risk Factors

Director-linked selling could signal reduced confidence, especially if not part of a pre-arranged plan.
Non-cash derivative conversions may lead to future dilution if associated with new share issuances.
Low-confidence analysis due to unavailability of actual filing documents.

Market Snapshot

Exchange

Nasdaq

Sector

Semiconductors & Related Devices

Documents Analyzed

Report based on filing metadata.

3 reports for LPTH

T+1T+5T+20T+60

Track record builds as more directional reports settle.

Filters

Reports for LPTH — sortable, filterable
	Type				Now
Jun 3, 2026 6d ago	424B5 BEARISH ★ 6/10	$17.62 $14.93	▲ +15.27%	▲ +12.69%	$14.07 (+20.15%)
Jun 3, 2026 6d ago	8-K MIXED ★ 6/10	$17.62 $14.93	▼ −15.27%	▼ −12.69%	$14.07 (−20.15%)
Mar 25, 2026 11w ago	Insider Cluster MIXED ★ 5/10	$11.95 $10.99	▼ −8.03%	▼ −6.26%	$14.07 (+17.74%)

US Market Status

Market Closed — Opens Thu (11h 12m)

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