JEF Jefferies Financial Group Inc.
Price Chart
Executive Summary
Jefferies Financial Group issued $6.3 million in senior unsecured autocallable notes linked to the worst-performing of the Nasdaq-100, Russell 2000, and S&P 500 indices. The offering proceeds will be used for general corporate purposes. This follows strong Q1 2026 earnings, suggesting the capital raise may be opportunistic rather than distress-driven.
Actionable Insight
Monitor the performance of the Nasdaq-100, Russell 2000, and S&P 500 indices as the notes' returns depend on the worst-performing index. The recent strong earnings suggest this is an opportunistic capital raise rather than a distress signal, but the small size indicates limited strategic significance.
Key Facts
- Jefferies issued $6,335,000 in senior unsecured autocallable notes due April 10, 2031
- Notes are linked to the worst-performing of the Nasdaq-100, Russell 2000, and S&P 500 indices
- Notes feature contingent monthly coupons of $10.54 per note if the worst-performing index is above 65% of its initial value
- Notes are autocallable quarterly starting October 2026 if the worst-performing index reaches 100% of its initial value
- At maturity, investors receive full principal if the worst-performing index is above 55% of its initial value, otherwise face 1-to-1 downside exposure
- Proceeds of $6.3 million are for general corporate purposes
- Recent Q1 2026 earnings showed strong performance with $156M net earnings and 10.9% return on equity
Financial Impact
Raises $6.3 million in capital through structured notes issuance
Risk Factors
- Notes expose investors to 1-to-1 downside risk if the worst-performing index falls below 55% of its initial value
- Jefferies' credit risk as the notes are unsecured obligations
- Potential for early redemption if indices perform well, limiting investment duration
Market Snapshot
Documents Analyzed
This report is based on 5 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| 424B5 Filing (Primary) | 0001140361-26-013778 |
| Exhibit: exfilingfees.htm | 0001140361-26-013778 |
| Document: 0001140361-26-013778-index-headers.html | 0001140361-26-013778 |
| Document: 0001140361-26-013778-index.html | 0001140361-26-013778 |
| Document: 0001140361-26-013778.txt | 0001140361-26-013778 |
Track record builds as more directional reports settle.
Filters
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May 11, 2026
9d ago
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424B5
| $52.25 $51.85 | ▼ −0.76% | ▼ −0.84% | $51.60 (−1.24%) |
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May 11, 2026
9d ago
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S-3ASR
| $52.25 $51.85 | ▼ −0.76% | ▼ −0.84% | $51.60 (−1.24%) |
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May 1, 2026
19d ago
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Insider Cluster
| $49.26 $52.80 | ▲ +7.19% | ▲ +4.84% | $51.60 (+4.76%) |
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Apr 30, 2026
20d ago
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424B5
| — | awaiting T+5 | — | — |
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Apr 28, 2026
22d ago
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8-K
| — | awaiting T+5 | — | — |
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Apr 21, 2026
29d ago
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424B5
| $47.01 $47.89 | ▲ +1.88% | ▲ +1.82% | $51.60 (+9.77%) |
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Apr 8, 2026
6w ago
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424B5
| $43.73 $46.65 | ▲ +6.68% | ▲ +3.16% | $51.60 (+18.00%) |
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Apr 3, 2026
6w ago
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424B5
| $41.98 $46.17 | ▲ +9.98% | ▲ +5.85% | $51.60 (+22.92%) |
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Apr 2, 2026
6w ago
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424B5
| $41.67 $45.56 | ▲ +9.34% | ▲ +5.72% | $51.60 (+23.84%) |
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Apr 2, 2026
6w ago
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424B5
| $41.67 $45.56 | ▲ +9.34% | ▲ +5.72% | $51.60 (+23.84%) |
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