HTBK HERITAGE COMMERCE CORP

BULLISH Impact: 6/10 Institutional Cluster
Horizon weeks Processed 3mo ago
Institutional cluster: 3 buyers, 0 sellers (bullish)
Latest settled — T+20d
HTBK ▼ -1.82% at T+20d
LONG call ✗ call lost -1.82% · α vs SPY +6.11% · entry $12.49 → $12.26
Next anchor: T+60d due 15d ago
Latest observation: T+36 +4.33% FF3 residual α
Entry anchored
Feb 28, 2026
via day open
T+1d
+0.32%
call +0.32% · α +1.23%
$12.53
settled 3mo ago
T+5d
-1.58%
call -1.58% · α -0.38%
$12.29
settled 3mo ago
T+20d
-1.82%
call -1.82% · α +6.11%
$12.26
settled 3mo ago
T+60d
call — · α —
due 15d ago

Executive Summary

Three major passive institutional investors — Morgan Stanley, Wells Fargo, and UBS — increased their holdings in Heritage Commerce Corp (HTBK) during Q4 2024, collectively adding $1.6 million in new positions. This coordinated accumulation by large financial institutions signals growing institutional interest, though all actions were modest percentage increases rather than new or aggressive buys.

Key Financial Metrics

Direction
accumulating
Buy Value
$1.6M
Net Flow
$1.6M

Institutional Positions

Net institutional flow: $1.6M

▲ Buyers (3)

InstitutionActionChangePosition ValueValue Δ
Morgan Stanley ADD +27.1% $6.8M $1.2M
Wells Fargo ADD +42.2% $540.0K $140.0K
UBS ADD +48.6% $1.2M $344.0K

Actionable Insight

While the buyers are passive managers (not active conviction bets), the consistent增持 by three major institutions suggests strengthening underlying demand. Traders should monitor for follow-on buying and potential inclusion in broader index flows. Given HTBK's $762M market cap, sustained institutional interest could support the stock.

Key Facts

  • Morgan Stanley increased HTBK holdings by 27.1%, adding $1.2M in value (now $6.8M total)
  • Wells Fargo added $140K in value (up 42.2%) with position growing to $540K
  • UBS made the largest percentage increase at +48.6%, adding $344K to reach a $1.2M position
  • No institutional selling was detected in this quarter — net buying from 3 passive giants
  • Total institutional cluster added $1.6M in value across 3 firms with no offsetting sells

Financial Impact

3 mega-passive institutions collectively added $1.6M in new positions, bringing total cluster holdings to $8.5M

market_sentimentfloat_demandinstitutional_ownership

Risk Factors

  • All buyers are passive/index-oriented firms — this may reflect mechanical rebalancing rather than fundamental conviction
  • No active managers or hedge funds participated in the cluster, limiting the strength of the signal

Market Snapshot

Exchange
Nasdaq

Documents Analyzed

This report is based on 1 institutional 13F filing from SEC EDGAR.

DocumentAccession Number
INST-CLUSTER Data (Synthetic)inst-cluster-HTBK-2024-Q4
8 reports for HTBK
Performance horizon
Filters
Rows
Reports for HTBK — sortable, filterable
Type Now
Apr 30, 2026
5w ago
15-12G
NEUTRAL ★ 2/10
awaiting T+1
Apr 23, 2026
6w ago
EFFECT
NEUTRAL ★ 3/10
$13.45 $13.45· 0.00%▼ −0.78%
Apr 21, 2026
7w ago
8-K
NEUTRAL ★ 8/10
$13.45 $13.45· 0.00%▲ +0.39%
Apr 10, 2026
8w ago
10-K/A
NEUTRAL ★ 2/10
$13.37 $13.30▼ −0.52%▼ −1.73%
Mar 18, 2026
11w ago
8-K
NEUTRAL ★ 3/10
$11.88 $12.12▲ +2.00%▲ +2.26%
Mar 11, 2026
12w ago
8-K
NEUTRAL ★ 3/10
$12.04 $12.00▼ −0.33%▲ +0.27%
Mar 11, 2026
12w ago
Press Release
NEUTRAL ★ 3/10
$12.04 $12.00▼ −0.33%▲ +0.27%
Feb 28, 2026
14w ago
Institutional Cluster
BULLISH ★ 6/10
$12.49 $12.53▲ +0.32%▲ +1.23%
Showing 8 of 8

US Market Status

Market Closed — Opens Thu (10h 57m)

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