HTBK HERITAGE COMMERCE CORP
Price Chart
Executive Summary
Heritage Commerce Corp has had five separate shelf registration statements (Forms S-3) become effective on April 22, 2026, allowing the company to issue unspecified amounts of securities at any time. This creates a potential dilution overhang but does not specify size, timing, or use of proceeds.
Actionable Insight
Monitor for future prospectus supplements or pricing disclosures that will reveal offering size, timing, and use of proceeds. The batch of five shelf effectiveness notices suggests a strategic readiness to access capital markets, but without immediate dilution risk.
Key Facts
- Five EFFECT filings were submitted on April 23, 2026, for registration statements that became effective on April 22, 2026.
- Each relates to a separate shelf registration (S-3) with file numbers: 333-268202, 333-233667, 333-213626, 333-213625, and 333-77355.
- No offering size, pricing, or specific securities are disclosed in these notices — only effectiveness is confirmed.
- Shelf registrations allow the company to sell securities over time at its discretion.
Financial Impact
Undisclosed; potential for future dilution depending on size and pricing of offerings.
Risk Factors
- Potential future share dilution if offerings are executed.
- Market perception of equity overhang could pressure stock price.
Market Snapshot
Documents Analyzed
This report is based on 15 SEC documents filed with EDGAR.
| Document | Accession Number |
|---|---|
| EFFECT Filing (HTBK) — Batch item 1 | 9999999995-26-001285 |
| Document: 9999999995-26-001285-index.html | 9999999995-26-001284 |
| Document: 9999999995-26-001285.txt | 9999999995-26-001283 |
| EFFECT Filing (HTBK) — Batch item 4 | 9999999995-26-001284 |
| Document: 9999999995-26-001284-index.html | 9999999995-26-001301 |
| Document: 9999999995-26-001284.txt | 9999999995-26-001285 |
| EFFECT Filing (HTBK) — Batch item 7 | 9999999995-26-001283 |
| Document: 9999999995-26-001283-index.html | 9999999995-26-001285 |
| Document: 9999999995-26-001283.txt | 9999999995-26-001285 |
| EFFECT Filing (HTBK) — Batch item 10 | 9999999995-26-001282 |
| Document: 9999999995-26-001282-index.html | 9999999995-26-001285 |
| Document: 9999999995-26-001282.txt | 9999999995-26-001285 |
| EFFECT Filing (HTBK) — Batch item 13 | 9999999995-26-001301 |
| Document: 9999999995-26-001301-index.html | 9999999995-26-001285 |
| Document: 9999999995-26-001301.txt | 9999999995-26-001285 |
Track record builds as more directional reports settle.
Filters
| Type | Now | ||||
|---|---|---|---|---|---|
|
Apr 30, 2026
6w ago
|
15-12G
| — | awaiting T+1 | — | — |
|
Apr 23, 2026
7w ago
|
EFFECT
| $13.45 $13.45 | · 0.00% | ▼ −0.78% | — |
|
Apr 21, 2026
7w ago
|
8-K
| $13.45 $13.45 | · 0.00% | ▲ +0.39% | — |
|
Apr 10, 2026
9w ago
|
10-K/A
| $13.37 $13.30 | ▼ −0.52% | ▼ −1.73% | — |
|
Mar 18, 2026
12w ago
|
8-K
| $11.88 $12.12 | ▲ +2.00% | ▲ +2.26% | — |
|
Mar 11, 2026
13w ago
|
8-K
| $12.04 $12.00 | ▼ −0.33% | ▲ +0.27% | — |
|
Mar 11, 2026
13w ago
|
Press Release
| $12.04 $12.00 | ▼ −0.33% | ▲ +0.27% | — |
|
Feb 28, 2026
15w ago
|
Institutional Cluster
| $12.49 $12.53 | ▲ +0.32% | ▲ +1.23% | — |
US Market Status
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