GAING GLADSTONE INVESTMENT CORPORATION\DE

NEUTRAL Impact: 2/10 3
Horizon immediate Filed Jun 3, 2026 Processed 11d 17h ago SEC 0001238280-26-000009
Form 3 — initial insider ownership statement
Latest settled — T+1d
GAING ▲ +0.20% at T+1d
NEUTRAL call ✓ call won +0.20% · α vs SPY -0.20% · entry $25.05 → $25.10
Next anchor: T+5d due 5d ago
Last close $25.00 (close Jun 12) · -0.20% from $25.05 entry
Entry anchored
May 29, 03:48 PM ET
via Databento tick
T+1d
+0.20%
call +0.20% · α -0.20%
$25.10
settled 11d ago
T+5d
call — · α —
due 5d ago
T+20d
call — · α —
in 17d
T+60d
call — · α —
in 2mo

Price Chart

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Executive Summary

Form 3 filing for George Stelljes III, reporting initial beneficial ownership of securities in Gladstone Investment Corporation. The filing is a routine initial ownership disclosure required upon becoming a reporting person, with no material financial information or stock price implications.

Actionable Insight

This filing is a routine insider onboarding notification with no trading signal. Monitor for any subsequent Form 4 filings from this insider for open-market purchases or sales.

Key Facts

  • George Stelljes III filed an initial statement of beneficial ownership (Form 3) as a reporting person of Gladstone Investment Corporation (GAIN).
  • The filing date is June 3, 2026, with a period of report of June 1, 2026.
  • No securities ownership amounts were reported in the available documents.
  • The filing includes a power of attorney (Exhibit 24.1) authorizing Michael LiCalsi as attorney-in-fact.

Financial Impact

No financial impact — purely administrative ownership filing.

Market Snapshot

Exchange
Nasdaq
Analyst Consensus
82% bullish (11 analysts)

Documents Analyzed

This report is based on 4 SEC documents filed with EDGAR.

DocumentAccession Number
3 Filing (Primary)0001238280-26-000009
Document: 0001238280-26-000009-index-headers.html0001238280-26-000009
Document: 0001238280-26-000009-index.html0001238280-26-000009
Document: 0001238280-26-000009.txt0001238280-26-000009
3 reports for GAING
Performance horizon
Filters
Rows
Reports for GAING — sortable, filterable
Type Now
Jun 5, 2026
9d ago
3/A
NEUTRAL ★ 1/10
$25.17 awaiting T+1awaiting T+1$25.00 (−0.68%)
Jun 3, 2026
11d ago
3
NEUTRAL ★ 2/10
$25.05 $25.10▲ +0.20%▼ −0.20%$25.00 (−0.20%)
Jun 2, 2026
12d ago
8-K
NEUTRAL ★ 2/10
$25.17 $25.05▼ −0.48%▲ +0.22%$25.00 (−0.68%)
Showing 3 of 3

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