BABA CLUSTER SEC Filing Analysis

Latest settled — T+20d

BABA ▲ +1.39% at T+20d

NEUTRAL call ✓ call won +1.39% · α vs SPY -6.47% · entry $129.88 → $131.69

Next anchor: T+60d in 8d

Currently $119.70 · -7.84% from $129.88 entry

Entry anchored
Mar 24, 04:59 PM ET
via Databento tick

T+1d

-3.69%

call -3.69% · α -1.92%

$125.09

settled 3mo ago

T+5d

-4.83%

call -4.83% · α -4.58%

$123.61

settled 2mo ago

T+20d

+1.39%

call +1.39% · α -6.47%

$131.69

settled 7w ago

T+60d

—

call — · α —

—

in 8d

Price Chart

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Executive Summary

Three Alibaba executives — Chief People Officer Jiang Fang, CFO Xu Hong, and General Counsel Yu Siying — collectively sold $1.5 million in open-market transactions on March 25, 2026, following the exercise of stock options. All sales occurred at prices between $16.06 and $16.10 per share. The transactions were part of routine equity compensation realization, not strategic divestment.

Key Financial Metrics

Direction

selling

Total Value

$1.5M

Insiders

3

Actionable Insight

No immediate trading signal; this cluster reflects routine post-exercise selling by executives. Monitor for any deviation from historical patterns in future filings, especially open-market purchases or unexplained sales.

Key Facts

CFO Xu Hong sold $875,011.5 of shares, the largest transaction in the cluster.
All three insiders exercised in-the-money stock options (derivative securities) before selling, indicating compensation-related activity.
Total open-market sales: $1,491,104.62 across 92,770 shares.
No open-market purchases or unexplained dispositions; all transactions are explainable as option exercises and tax/sale events.
Aggregate sale value represents 0.0005% of Alibaba's $299.9B market cap — immaterial in scale.

Financial Impact

$1.49 million in insider selling, representing 0.0005% of market cap

insider ownershipshare count

Risk Factors

Perception risk if media mischaracterizes routine option exercises as strategic selling.
Potential for increased selling pressure if more executives exercise options in coming weeks.

Market Snapshot

Exchange

OTC

Sector

Services-Business Services, NEC

Documents Analyzed

This report is based on 1 SEC document filed with EDGAR.

Document	Accession Number
CONTEXT: Insider Cluster Data (9 trades, 7d window)	cluster-BABA-1774537647869

2 reports for BABA

T+1T+5T+20T+60

Track record builds as more directional reports settle.

Filters

Reports for BABA — sortable, filterable
	Type				Now
Mar 25, 2026 11w ago	Insider Cluster BEARISH ★ 5/10	$129.88 $131.69	▼ −1.39%	▲ +6.47%	$119.70 (+7.84%)
Mar 25, 2026 11w ago	Insider Cluster NEUTRAL ★ 4/10	$129.88 $131.69	▲ +1.39%	▼ −6.47%	$119.70 (−7.84%)

US Market Status

Market Closed — Opens Thu (9h 49m)

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