AWR AMERICAN STATES WATER CO

NEUTRAL Impact: 3/10 8-K
Horizon weeks Filed May 21, 2026 Processed 19d 18h ago SEC 0001628280-26-037056
8-K context-dependent: Items 5.02
Latest settled — T+5d
AWR ▲ +0.12% at T+5d
NEUTRAL call ✓ call won +0.12% · α vs SPY -1.48% · entry $76.29 → $76.38
Next anchor: T+20d in 12d
Last close $76.89 (close Jun 8) · +0.79% from $76.29 entry
Entry anchored
May 20, 03:59 PM ET
via Databento tick
T+1d
+0.46%
call +0.46% · α +0.01%
$76.64
settled 19d ago
T+5d
+0.12%
call +0.12% · α -1.48%
$76.38
settled 12d ago
T+20d
call — · α —
in 12d
T+60d
call — · α —
in 2mo

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Executive Summary

Shareholders approved the 2026 Stock Incentive Plan, replacing the 2016 plan and authorizing up to 800,000 new shares for employee equity awards. Three Class III directors were re-elected, and PricewaterhouseCoopers was ratified as auditor. This is a routine governance filing with no material financial impact.

Actionable Insight

Routine annual meeting and plan renewal — no immediate trading catalyst. Monitor future 10-Q for actual share issuance under the new plan to gauge dilution pace.

Key Facts

  • Shareholders approved the 2026 Stock Incentive Plan, authorizing up to 800,000 shares of common stock for employee awards.
  • The plan replaces the 2016 Stock Incentive Plan and allows grants of stock options, restricted stock, restricted stock units, and performance awards.
  • Three Class III directors (Eichelberger, Ervin, Levin) were re-elected with strong support.
  • PricewaterhouseCoopers LLP was ratified as independent auditor with 33,682,639 votes for.
  • The advisory vote on executive compensation (say-on-pay) passed with 28,620,741 votes for.

Financial Impact

Up to 800,000 new shares authorized for equity compensation, representing approximately 2.1% of current shares outstanding at a ~$3.0B market cap.

dilutionshare count

Risk Factors

  • Potential dilution of up to 800,000 shares over the plan's 10-year term.
  • No material financial data or guidance provided in this filing.

Market Snapshot

Exchange
NYSE
Sector
Water Supply
Analyst Consensus
0% bullish (9 analysts)

Documents Analyzed

This report is based on 5 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001628280-26-037056
Document: awr-20260519.htm0001628280-26-037056
Document: 0001628280-26-037056-index-headers.html0001628280-26-037056
Document: 0001628280-26-037056-index.html0001628280-26-037056
Document: 0001628280-26-037056.txt0001628280-26-037056
6 reports for AWR
Performance horizon
Filters
Rows
Reports for AWR — sortable, filterable
Type Now
May 21, 2026
19d ago
8-K
NEUTRAL ★ 3/10
$76.29 $76.38▲ +0.12%▼ −1.48%$76.89 (+0.79%)
May 20, 2026
21d ago
Insider Cluster
NEUTRAL ★ 2/10
$75.96 $76.82▲ +1.13%▼ −0.11%$76.89 (+1.22%)
May 20, 2026
21d ago
Insider Cluster
NEUTRAL ★ 2/10
$75.96 $76.38▲ +0.55%▼ −1.25%$76.89 (+1.22%)
May 6, 2026
4w ago
8-K
NEUTRAL ★ 4/10
$76.84 $77.53▲ +0.90%▼ −0.61%$76.89 (+0.07%)
Apr 13, 2026
8w ago
DEFA14A
NEUTRAL ★ 2/10
$75.44 $78.72▲ +4.35%▲ +1.05%$76.89 (+1.92%)
Apr 3, 2026
9w ago
DEFA14A
NEUTRAL ★ 4/10
$76.79 $75.44▼ −1.76%▼ −5.89%$76.89 (+0.13%)
Showing 6 of 6

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