ASMB ASSEMBLY BIOSCIENCES, INC.

NEUTRAL Impact: 2/10 8-K
Horizon immediate Filed Jun 5, 2026 Processed 9d 13h ago SEC 0001193125-26-259481
8-K context-dependent: Items 5.02

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Executive Summary

Assembly Biosciences held its 2026 annual meeting on June 4, 2026, where stockholders approved an increase in shares reserved under the 2018 Stock Incentive Plan from 1,478,333 to 2,678,333 (a 1,200,000-share increase) and an increase in the Employee Stock Purchase Plan from 225,000 to 515,000 shares. All nine director nominees were elected, and the appointment of Ernst & Young as auditor was ratified. This is a routine governance filing with no material financial impact.

Actionable Insight

Routine annual meeting results with no surprise. The increased share reserves signal ongoing equity compensation needs but do not represent immediate dilution. Monitor future 10-Q for actual share issuance under these plans.

Key Facts

  • Stockholders approved Amendment No. 3 to the 2018 Stock Incentive Plan, increasing authorized shares from 1,478,333 to 2,678,333.
  • Stockholders approved Amendment No. 2 to the ESPP, increasing reserved shares from 225,000 to 515,000.
  • All nine director nominees were elected with overwhelming support (over 99% of votes cast for each).
  • Ernst & Young LLP was ratified as independent auditor for fiscal 2026.
  • Say-on-pay proposal passed with approximately 99.8% of votes cast in favor.

Financial Impact

No financial figures reported. The share reserve increases enable future equity compensation but no shares were issued in this filing.

dilution

Risk Factors

  • Potential future dilution from the 1,200,000 additional shares authorized under the stock incentive plan.
  • No operational or financial updates provided in this filing.

Market Snapshot

Exchange
Nasdaq
Sector
Pharmaceutical Preparations
Analyst Consensus
90% bullish (10 analysts)

Documents Analyzed

This report is based on 6 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (Primary)0001193125-26-259481
Document: asmb-ex10_2.htm0001193125-26-259481
Document: asmb-ex10_1.htm0001193125-26-259481
Document: 0001193125-26-259481-index-headers.html0001193125-26-259481
Document: 0001193125-26-259481-index.html0001193125-26-259481
Document: 0001193125-26-259481.txt0001193125-26-259481
8 reports for ASMB
Performance horizon
100% Hit rate 3 of 3 directional calls best @ T+5▲ +6.37%May 22, 2026
Filters
Rows
Reports for ASMB — sortable, filterable
Type Now
Jun 11, 2026
3d ago
Institutional Cluster
NEUTRAL ★ 3/10
$22.22 awaiting T+5awaiting T+5$22.96 (+3.33%)
Jun 5, 2026
9d ago
8-K
NEUTRAL ★ 2/10
$22.89 awaiting T+5awaiting T+5$22.96 (+0.31%)
May 22, 2026
23d ago
424B5
BEARISH ★ 6/10
$28.75 $26.92▲ +6.37%▲ +7.45%$22.96 (+20.14%)
May 22, 2026
23d ago
8-K
NEUTRAL ★ 5/10
$28.34 $26.92▼ −5.01%▼ −6.67%$22.96 (−18.98%)
May 22, 2026
23d ago
Press Release
NEUTRAL ★ 5/10
$28.34 $26.92▼ −5.01%▼ −6.67%$22.96 (−18.98%)
May 7, 2026
5w ago
Press Release
BULLISH ★ 6/10
$29.74 $30.30▲ +1.88%▲ +0.42%$22.96 (−22.80%)
Mar 30, 2026
11w ago
EFFECT
NEUTRAL ★ 3/10
$26.64 $28.53▲ +7.09%▲ +2.79%$22.96 (−13.81%)
Mar 19, 2026
12w ago
Press Release
BULLISH ★ 8/10
$28.46 $27.70▼ −2.67%▼ −0.52%$22.96 (−19.33%)
Showing 8 of 8

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