ASB-PF ASSOCIATED BANC-CORP

NEUTRAL Impact: 3/10 S-3ASR
Horizon weeks Filed Jun 2, 2026 Processed 4d 1h ago SEC 0001193125-26-253884
Notable filing: S-3ASR

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Executive Summary

Associated Banc-Corp filed an automatic shelf registration statement (S-3ASR) to register up to 22,478,042 shares of common stock for resale by selling shareholders — the Kotouc Group and the Dianne S. Lozier ANC Stock Holding Trust. These shares were originally issued in the November 2025 acquisition of American National Corporation. The company will not receive any proceeds from the resale. This is a routine registration of shares held by legacy American National shareholders, not a new capital raise or dilutive offering by the company.

Actionable Insight

This is a standard resale registration for shares issued in the American National acquisition — not a new equity offering. Monitor for any prospectus supplements that could indicate an accelerated sell-down by the Kotouc Group or Lozier Trust, which could create near-term overhang on ASB common stock. No direct impact on ASB-PF preferred shares.

Key Facts

  • Registers up to 22,478,042 shares of common stock for resale by selling shareholders
  • Shares were issued in connection with the acquisition of American National Corporation (November 30, 2025)
  • Selling shareholders: Kotouc Group (10,648,000 shares, 5.6% pre-offering) and Dianne S. Lozier ANC Stock Holding Trust (11,830,042 shares, 6.3% pre-offering)
  • Company will not receive any proceeds from the resale
  • Maximum aggregate offering price estimated at $628,935,615.16 based on May 28, 2026 closing price of $27.83
  • 188,608,395 shares of common stock outstanding as of May 28, 2026

Financial Impact

Up to $628.9M in common stock registered for resale by selling shareholders; no proceeds to the company

dilution

Risk Factors

  • Potential overhang from selling shareholders liquidating positions over time
  • No lock-up or volume restrictions disclosed on the resale

Market Snapshot

Exchange
NYSE
Sector
State Commercial Banks

Documents Analyzed

This report is based on 8 SEC documents filed with EDGAR.

DocumentAccession Number
S-3ASR Filing (Primary)0001193125-26-253884
Document: d228025dexfilingfees.htm0001193125-26-253884
Document: d228025dex241.htm0001193125-26-253884
Document: d228025dex51.htm0001193125-26-253884
Document: d228025dex231.htm0001193125-26-253884
Document: 0001193125-26-253884-index-headers.html0001193125-26-253884
Document: 0001193125-26-253884-index.html0001193125-26-253884
Document: 0001193125-26-253884.txt0001193125-26-253884

US Market Status

Market Closed — Opens Mon (14h 52m)

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