AEMD AETHLON MEDICAL INC

BEARISH Impact: 5/10 8-K 424B5
Horizon weeks Filed Jun 4, 2026 Processed 8d 20h ago SEC 0001683168-26-004540
Latest settled — T+1d
AEMD ▼ -10.33% at T+1d
SHORT call ✓ call won +10.33% · α vs SPY +7.73% · entry $2.13 → $1.91
Next anchor: T+5d due yesterday
Currently $2.02 · +5.16% from $2.13 entry (call sign-flipped)
Entry anchored
Jun 4, 08:46 AM ET
via Databento tick
T+1d
-10.33%
call +10.33% · α +7.73%
$1.91
settled 8d ago
T+5d
call — · α —
due yesterday
T+20d
call — · α —
in 20d
T+60d
call — · α —
in 3mo

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Executive Summary

Aethlon Medical filed an 8-K and a 424B5 prospectus supplement to update the amount of common stock it may sell under its existing ATM agreement with H.C. Wainwright. Following the amendment, the company may offer up to $542,716 in additional shares, on top of $1,849,457 already sold. The filing is a routine administrative update to comply with Form S-3's public float limitations.

Actionable Insight

The ATM facility represents ongoing dilution risk for a micro-cap stock with a $3M market cap. The company has already sold $1.85M in shares this period and can sell another $543K. Monitor for actual sales via daily volume and subsequent 8-K filings. The stock's low price ($3.07) and small float make it susceptible to further downward pressure from ATM sales.

Key Facts

  • Aethlon filed Amendment No. 1 to its ATM prospectus supplement on June 4, 2026.
  • The company may now offer up to $542,716 in common stock under the ATM agreement.
  • Previously, $1,849,457 in shares had already been sold under the same prospectus supplement.
  • As of June 1, 2026, Aethlon had 2,344,886 shares outstanding, with a public float of 2,337,629 shares.
  • The aggregate market value of the public float was $7,176,521 as of May 27, 2026, based on a $3.07 share price.
  • The offering is limited by General Instruction I.B.6 of Form S-3 to one-third of public float in any 12-month period.
  • The company's market cap is approximately $3 million, and analyst consensus is 0% bullish.

Financial Impact

Up to $542,716 in additional common stock may be sold via ATM, representing ~18% of current market cap. Combined with $1,849,457 already sold, total potential ATM sales in the current 12-month period are $2,392,173.

dilutionshare count

Risk Factors

  • Continued dilution from ATM sales could pressure the stock price.
  • The company's small market cap ($3M) and low public float make it vulnerable to selling pressure.
  • Analyst consensus is heavily bearish (0% bullish), indicating limited institutional support.

Market Snapshot

Exchange
Nasdaq
Sector
Surgical & Medical Instruments & Apparatus
Analyst Consensus
0% bullish (7 analysts)

Documents Analyzed

This report is based on 9 SEC documents filed with EDGAR.

DocumentAccession Number
8-K Filing (AEMD) — Batch item 10001683168-26-004540
Document: aethlon_ex0501.htm0001683168-26-004539
Document: 0001683168-26-004540-index-headers.html0001683168-26-004540
Document: 0001683168-26-004540-index.html0001683168-26-004540
Document: 0001683168-26-004540.txt0001683168-26-004540
424B5 Filing (AEMD) — Batch item 60001683168-26-004539
Document: 0001683168-26-004539-index-headers.html0001683168-26-004540
Document: 0001683168-26-004539-index.html0001683168-26-004540
Document: 0001683168-26-004539.txt0001683168-26-004540
2 reports for AEMD
Performance horizon
Filters
Rows
Reports for AEMD — sortable, filterable
Type Now
Jun 10, 2026
2d ago
8-K
NEUTRAL ★ 4/10
$2.03 awaiting T+1awaiting T+1$2.02 (−0.49%)
Jun 4, 2026
8d ago
8-K / 424B5
BEARISH ★ 5/10
$2.13 $1.91▲ +10.33%▲ +7.73%$2.02 (+5.16%)
Showing 2 of 2

US Market Status

Market Closed — Opens Mon (52h 15m)

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